The Securities and Exchange Commission (“Commission”) deems it appropriate that
cease-and-desist proceedings be, and hereby are, instituted pursuant to Section 21C of the
Securities Exchange Act of 1934 (“Exchange Act”), against Loop Capital Markets, LLC (“Loop Capital” or “Respondent”).
Release No. 81898 / October 19, 2017
https://www. sec.gov/litigation/admin/2017/34-81898.pdf
Seems to revolve around e-mails…