Anonymous ID: b81f36 Sept. 29, 2021, 6:40 a.m. No.14685788   🗄️.is 🔗kun   >>5891 >>5941

SEC this week

Prepared Remarks Before the Asset Management Advisory Committee

https://www.sec.gov/news/public-statement/gensler-amac-2021-09-27

 

Prepared Remarks Before the Small Business Capital Formation Advisory Committee

https://www.sec.gov/news/public-statement/gensler-sbcfac-2021-09-27

 

Remarks at SEC Small Business Capital Formation Advisory Committee Meeting

https://www.sec.gov/news/public-statement/peirce-sbcfac-2021-09-27

 

Remarks Before the Small Business Capital Formation Advisory Committee Meeting

https://www.sec.gov/news/public-statement/roisman-remarks-small-business-advisory-committee-092721

 

Remarks at the Meeting of the Asset Management Advisory Committee

https://www.sec.gov/news/public-statement/siethoff-remarks-amac-092721

 

Asset Management Advisory Committee

https://www.sec.gov/news/public-statement/peirce-amac-2021-09-27

 

SEC Delivers Report to Congress with Recommendations from the 40th Annual Small Business Forum

https://www.sec.gov/news/press-release/2021-194

 

SEC Charges Two Individuals for Wash Trading Scheme Involving Options of "Meme Stocks"

https://www.sec.gov/news/press-release/2021-195

 

SEC Charges Florida Payday Lender and CEO with Affinity Fraud Targeting the Venezuelan-American Community

https://www.sec.gov/news/press-release/2021-196

 

Erik Gerding joins Division of Corporation Finance as Deputy Director, Legal and Regulatory Policy

https://www.sec.gov/news/press-release/2021-197

 

Dan Berkovitz Named SEC General Counsel; John Coates to Leave SEC

https://www.sec.gov/news/press-release/2021-198

 

SEC Bars Two Individuals from Whistleblower Award Program

https://www.sec.gov/news/press-release/2021-199

 

SEC Obtains Emergency Relief Against New York Real Estate Developer Charged with EB-5 Securities Fraud

https://www.sec.gov/news/press-release/2021-200

 

SEC Atlanta Regional Office to Co-Host "Money and Markets: Trends and Risks for Retail Investors"

https://www.sec.gov/news/press-release/2021-201