https:// www.sec.gov/litigation/admin/2017/34-81898.pdf

https:// financefeeds.com/sec-imposes-monetary-penalty-loop-capital-markets-failure-preserve-emails/

"The Commission finds that Loop Capital failed to preserve emails transmitted by a senior registered representative. During 2011 and 2012, the registered representative used her personal email address to send communications relating to Loop Capital’s business with other employees and with third parties. The personal email was used to conduct business of Loop Capital involving a finance transaction."

1. This matter involves violations of an antifraud provision of the federal securities laws in connection with Respondent’s underwriting of certain municipal securities offerings. Respondent, a registered broker-dealer, conducted inadequate due diligence in certain offerings and as a result, failed to form a reasonable basis for believing the truthfulness of certain material representations in official statements issued in connection with those offerings. This resulted in Respondent offering and selling municipal securities on the basis of materially misleading disclosure documents. As a result of the conduct described herein, Respondent willfully violated Section 17(a)(2) of the Securities Act.2

1. The violations discussed in this Order were self-reported by Respondent to the Commission pursuant to the Division of Enforcement’s (the “Division”) Municipalities Continuing Disclosure Cooperation Initiative.3 Accordingly, this Order and Respondent’s Offer are based on the information self-reported by Respondent.

https:// www.sec.gov/litigation/admin/2015/33-9829.pdf

The elected officers are:

Chair: John A. Buck, Chairman & CEO, The John Buck Company

Vice Chairs: King Harris, Chairman, Harris Holdings, Inc., and

George A. Ranney, Jr., President & CEO, Chicago Metropolis 2020

Vice Chairs-Development: Lee M. Mitchell, Partner, Thoma Cressey Equity Partners, and Sidney R. Dillard, Senior Vice President Corporate Finance, Loop Capital Markets

Secretary: Valerie B. Jarrett , Managing Director & Executive Vice President, The Habitat Company

http:// www.metroplanning.org/news/3710/Metropolitan-Planning-Council-Elects-Board-Members-Officers-Executive-Committee