Anonymous ID: e9b346 Dec. 14, 2018, 3:57 p.m. No.4314247   🗄️.is 🔗kun   >>4330 >>4346 >>4350

>>4313925

http://zerohedge.blogspot.com/2009/06/biggest-financial-company-you-have.html

WEDNESDAY, JUNE 10, 2009

 

The Biggest Financial Company You Have Never Heard Of

Posted by Tyler Durden at 12:35 PM

CDS and option traders love to hate and hate to love the Depository Trust & Clearing Corporation (DTCC). But few aside from those who trade derivatives over-the-counter care about the DTCC. Here is a reason why you should: "Last year DTCC settled $1.88 quadrillion in securities transactions across multiple asset classes. We essentially turnover the equivalent of the U.S. GDP every three days."

 

Below I present DTCC's full testimony before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises titled "Effective Regulation of the Over-the-Counter Derivatives Markets."

 

Also if you have never heard of DTCC before you are excused. Taken from the testimony:

Now, many of you may not have heard of DTCC before. That’s purposeful. We have traditionally kept a low profile, given the critical nature of the role we play in U.S. financial markets.

 

DTCC’s depository is the largest securities depository in the world, providing custody and asset servicing for 3.5 million securities issues from the United States and 110 other countries and territories valued at $30 trillion.

Additionally if you care as to who, if anyone, has insight into the dealings of the DTCC:

We are regulated by the SEC, the Federal Reserve Board of Governors and the New York State Banking Department for many of our activities.

Oh, the same Federal Reserve that is a dead end in terms of accountability? How convenient. (We won't even touch on the SEC's effectiveness as a regulator, and have never even heard of the last guys). Wouldn't make sense to have someone actually transparent regulating this most critical of financial enterprises, would it.

 

So what does the DTCC do:

At its core, DTCC is a huge data processing business, involving the safe transfer of securities ownership and settlement of trillions of dollars in trade obligations, under tight deadlines every day. At the same time, DTCC’s primary mission is to protect and mitigate risk for its members and to safeguard the integrity of the U.S. financial system. Mitigating risk means we not only have the capacity to handle unpredictable spikes in trading volume, but that we have the business continuity and resiliency to withstand both the “unthinkable” –and even the “unknowable.”

But according to Obama, Bernanke and Geithner the unthinkable, and even the unknowable, will never show their faces again? Am I wrong? But, I guess the DTCC is clutch - here is why:

I’d submit to you Mr. Chairman, and Members of the Subcommittee, that had DTCC not had the foresight to create this Trade Information Warehouse and load the Warehouse with all these records of CDS trades in 2007, we might still be sitting here today in 2009 trying to sort out the total exposure of trading obligations following the Lehman bankruptcy, i.e., who traded with whom, at what point in time and at what price?

Oh yeah right, the same database that one is able to download and play with only if one has an advanced degree in computer hacking.

 

Zero Hedge will write much more on DTCC in the coming days. However, for now it makes sense to get acquainted with this organization: after all, in their own words, without them, not even Goldman Sachs would likely exist. Much more to come.

Anonymous ID: e9b346 Dec. 14, 2018, 4:01 p.m. No.4314321   🗄️.is 🔗kun   >>4346

Lots of good early info from ZH on DTCC

 

https://www.zerohedge.com/news/2012-11-15/dtcc-provides-update-status-flooded-securities-vault

s has been widely reported previously, while the NY Fed's deep underground gold vault remained dry during the Sandy flooding in downtown NY, one institution which got badly hurt was the DTCC, aka Cede & Co (profiled here in July of 2009 in " The Biggest Financial Company You Have Never Heard Of"), which is the entity serving as custodian of virtually every electronically traded security in the modern marketplace (equity, debt, derivative, synthetic, in fact anything which is not a physical asset in itself and is not in the hands, or safe, of the rightful owner). We put the emphasis on electronically, because DTCC is also the actual custodian of all physical proof of stock ownership, such as certificates, bond deeds, and the like. It is the largely irrelevant latter (because it has been several decades since anyone actually demanded a physical copy of the stock certificates backing their shares of company XYZ) that the DTCC got in trouble for when its securities vault got flooded, and in the process destroyed countless physical stock certificates. Note we did not use the word electronic because those are there and accounted for in numerous back up data sites, with full designation and attribution. In other words anyone who made a mountain out of this particular mole hill sadly has no idea how modern markets operate, since all that the DTCC needs to do to remedy the flooding damage is to notify transfer agents of this natural disaster, and then have duplicate stock certificates printed at a cost of 1 cent for every thousands or so print outs. Which is more or less what the DTCC also just said in its press release.

Anonymous ID: e9b346 Dec. 14, 2018, 4:08 p.m. No.4314432   🗄️.is 🔗kun

>>4313925

Sorry for the copy pasta. They had dug into it pretty well a few years ago

 

https://www.zerohedge.com/article/otc-derivatives-dtcc-too-big-fail

 

"In order to streamline securities settlement, Congress ordered that shares traded on exchanges be immobilized, which obviates both physical delivery of certificates and registration of transfer because the shares usually remain registered in the name of a depository or its nominee. This process creates a discrepancy between ownership of the share (economic or beneficial ownership) and the legal status as shareholder (registered stockholder). The more of a market's securities that are registered in the name of a central depository, the greater the number of transactions that can be carried out on its books. The ultimate goal in this model is for all issuers to cede control over all shareholder data to a single entity, which would then conduct all of the market's transactions on its books, just as if all securities in circulation on the market had been dematerialized. Today, in fact, it is likely that a listed company will have only one registered shareholder, appropriately named "Cede & Company", the nominee of the Depository Trust Company (DTC), which is a subsidiary of the Depository Trust and Clearing Company (DTCC), the entity whose group clears and settles almost all securities transactions entered into on organized markets in the United States. The rules of DTC require that Cede be registered as holder for all deposited securities."

 

"The Rise and Effects of the Indirect Holding System: How Corporate America Ceded its Shareholders to Intermediaries"

 

Theodor Baums

Andreas Cahn

Working Paper No.68

Institute for Law and Finance

Frankfurt, Germany

09/2007