Anonymous ID: 4badf0 March 30, 2019, 8:09 p.m. No.5986402   🗄️.is 🔗kun

What happened around 2013 that would give cause for the SEC to look all the way back to 2011 and 2012 about a Loop Capital employee using an AOL email to conduct company business involving a finance transaction? And why bring it all the way forward n 2017 for an admin proceeding?

 

Sort of hush hush?

https://www.sec.gov/litigation/admin/2017/34-81898.pdf