Siris Capital and their 3 LLC offspring are Registered Investment Advisors with the SEC.
Remember an Investment Advisor does not imply
ANY
Level of skill or training. Kek
More to come. Apparently they have a "Code of Ethics" ;)
No.
This is multiple LLCs "managing investments " for 3 pages of corporate boltholes in foreign jurisdictions Then the companies they just happen to be managing money for are all corporate entities with multiple owners and trustees that all have entities with multiple corporate lies.
Nothing certain yet. Just a really good way to never know who. Owns what in multiple lands
Typical SEC compliance. Vague fronthole BS.
All that part about agency cross security jive is nothing. Just cannot gouge a client as an investment advisor AND a broker. Whatever.
Its just SEC rubber stamp things to write. There may be more
Sauce:
https://www.adviserinfo.sec.gov/IAPD/IAPDFirmSummary.aspx?ORG_PK=157798
Check out the uploads boxes in the middle
Ok. Here is the Penny Stock shout out.