Anonymous ID: e7afdb Nov. 30, 2023, 6:46 a.m. No.20002911   ๐Ÿ—„๏ธ.is ๐Ÿ”—kun   >>2961

89074

 

1

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-89074]

June 16, 2020

Order Granting a Temporary Conditional Exemption from the Broker Registration

Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities

of Registered Municipal Advisors

 

https://www.sec.gov/files/rules/exorders/2020/34-89074.pdf