Will these transactions be part of the audit trail CAT?
What is CAT?
Originating with Rule 613, CAT is a comprehensive Consolidated Audit Trail that will allow regulators to efficiently and accurately track all activity throughout the U.S. markets in National Market System (NMS) securities. Among other things, the rule requires the self-regulatory organizations to create, implement and maintain a consolidated audit trail. The rule specifies the type of data to be collected and when the data is to be reported to a central repository.
https://www.whydrs.org/consolidated-audit-trail
Consolidated Audit Trail
The Consolidated Audit Trail tracks orders throughout their life cycle and identifies the broker-dealers handling them, thus allowing regulators to efficiently track activity in Eligible Securities throughout the U.S. markets.
https://www.catnmsplan.com/